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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-24
  • TX RA
    APPROVED
    Since 2025-03-24

Branch Locations

4020 Preston Rd, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Lufkin TX 07/2021 Present
Elliott Electric Supply Nacogdoches TX 08/2019 07/2021
Unemployed Lufkin TX 05/2019 08/2019
Texas A&M University College Station TX 03/2017 05/2019
Reynolds And Reynolds College Station TX 08/2016 03/2017
Cetera Investment Services Llc Saint Cloud MN 12/2024 Present
Cetera Investment Advisers Llc Lufkin TX 03/2025 Present
  • 07/2021 → Present
    Regions Bank
    Lufkin, TX
  • 08/2019 → 07/2021
    Elliott Electric Supply
    Nacogdoches, TX
  • 05/2019 → 08/2019
    Unemployed
    Lufkin, TX
  • 03/2017 → 05/2019
    Texas A&M University
    College Station, TX
  • 08/2016 → 03/2017
    Reynolds And Reynolds
    College Station, TX
  • 12/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 03/2025 → Present
    Lufkin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-19
  • S66 Uniform Combined State Law Examination
    2025-03-19

View on SEC IAPD

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