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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-04-06 |
Branch Locations
777 E. Wisconsin Avenue, Milwaukee, WI 53202 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bunzel's Meat Market | Milwaukee | WI | 06/2017 | 01/2020 |
| Ashley Furniture Homestore | Platteville | WI | 09/2020 | 06/2021 |
| Steve's Pizza Palace | Platteville | WI | 05/2021 | 12/2021 |
| Kohler Power Systems | Kohler | WI | 01/2022 | 12/2022 |
| Retail Space Solutions | Greendale | WI | 05/2023 | 08/2023 |
| Jimmy Johns | Milwaukee | WI | 10/2023 | 12/2023 |
| Baird | Milwaukee | WI | 07/2024 | Present |
| Uw-Milwaukee | Milwaukee | WI | 01/2023 | 05/2023 |
| Uw-Milwaukee | Milwaukee | WI | 09/2023 | 05/2024 |
| Unemployed | Milwaukee | WI | 11/2010 | 06/2017 |
| Unemployed | Platteville | WI | 01/2020 | 08/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2025-11-10 |
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