Amy Lynn Ungles

Transamerica Retirement Advisors, LLC

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Current Employers

Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2022-05-26

CO RA
APPROVED

Since 2022-05-26

Branch Locations

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nationwide Investment Services Corporation	Columbus	OH	04/2016	05/2022
Transamerica Investors Securities Corporation	Denver	CO	05/2022	Present
Transamerica Life Insurance Company	Denver	CO	05/2022	Present

04/2016 → 05/2022

Nationwide Investment Services Corporation

Columbus, OH
05/2022 → Present

Transamerica Investors Securities Corporation

Denver, CO
05/2022 → Present

Transamerica Life Insurance Company

Denver, CO

Previous Registrations

2016-05-16 → 2022-05-17

Nationwide Investment Advisors, Llc

Columbus, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-05-13
S63	Uniform Securities Agent State Law Examination	2009-09-28

S65 Uniform Investment Adviser Law Examination

2016-05-13
S63 Uniform Securities Agent State Law Examination

2009-09-28

Other Names

Amy Lynn Rubenstein
Amy Lynn Gremminger

View on SEC IAPD

More in Denver, CO

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