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Arthur H. Siu

J.P. Morgan Securities LLC

Los Angeles, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-24
TX RA APPROVED 2024-10-24
  • CA RA
    APPROVED
    Since 2024-10-24
  • TX RA
    APPROVED
    Since 2024-10-24

Branch Locations

2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A Los Angeles CA 07/2024 Present
J.P. Morgan Securities Llc Los Angeles CA 07/2024 Present
Byu Online Provo UT 09/2023 05/2024
Byu Finance Provo UT 01/2023 01/2024
Jpmorgan Chase Bank, Na Los Angeles CA 06/2023 08/2023
Andersen San Francisco CA 06/2022 08/2022
Mtc Provo UT 08/2021 05/2022
Andersen San Mateo CA 05/2019 07/2019
Mcdonalds Sunnyvale CA 07/2016 07/2017
Unemployed Sunnyvale CA 08/2017 12/2017
Taco Bell Sunnyvale CA 01/2018 08/2018
Brigham Young University Provo UT 09/2018 04/2019
Unemployed Sunnyvale CA 08/2019 07/2021
Unemployed Provo UT 09/2022 12/2022
Unemployed Provo UT 06/2024 06/2024
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A
    Los Angeles, CA
  • 07/2024 → Present
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 09/2023 → 05/2024
    Byu Online
    Provo, UT
  • 01/2023 → 01/2024
    Byu Finance
    Provo, UT
  • 06/2023 → 08/2023
    Jpmorgan Chase Bank, Na
    Los Angeles, CA
  • 06/2022 → 08/2022
    Andersen
    San Francisco, CA
  • 08/2021 → 05/2022
    Mtc
    Provo, UT
  • 05/2019 → 07/2019
    Andersen
    San Mateo, CA
  • 07/2016 → 07/2017
    Mcdonalds
    Sunnyvale, CA
  • 08/2017 → 12/2017
    Unemployed
    Sunnyvale, CA
  • 01/2018 → 08/2018
    Taco Bell
    Sunnyvale, CA
  • 09/2018 → 04/2019
    Brigham Young University
    Provo, UT
  • 08/2019 → 07/2021
    Unemployed
    Sunnyvale, CA
  • 09/2022 → 12/2022
    Unemployed
    Provo, UT
  • 06/2024 → 06/2024
    Unemployed
    Provo, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-24
S63 Uniform Securities Agent State Law Examination 2024-10-19
  • S66 Uniform Combined State Law Examination
    2024-10-24
  • S63 Uniform Securities Agent State Law Examination
    2024-10-19
Other Names
  • Arthur Siu
  • Arthur Hung Lure Siu

View on SEC IAPD

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