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Catherine Ngoc My Nguyen

Florida Financial Advisors, LLC

Vienna, VA

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Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-15
FL RA APPROVED 2024-07-09
VA RA APPROVED 2024-07-03
  • TX RA
    APPROVED
    Since 2024-10-15
  • FL RA
    APPROVED
    Since 2024-07-09
  • VA RA
    APPROVED
    Since 2024-07-03

Branch Locations

8605 Westwood Center Drive Suite 505, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Vienna VA 07/2024 Present
Tan Phu Cuong Chemicals Co., Ltd Ho Chi Minh City 12/2020 05/2021
University Of Massachusetts Amherst Amherst CA 08/2020 05/2024
Huntington Beach High School Huntington Beach CA 08/2018 05/2020
Saigon South International School Ho Chi Minh City 08/2013 05/2018
Pho Pasteur Rosemead CA 03/2020 08/2020
Trinity Wealth Securities, Llc Vienna VA 08/2024 Present
  • 07/2024 → Present
    Florida Financial Advisors Dba Tristate Financial Advisors
    Vienna, VA
  • 12/2020 → 05/2021
    Tan Phu Cuong Chemicals Co., Ltd
    Ho Chi Minh City
  • 08/2020 → 05/2024
    University Of Massachusetts Amherst
    Amherst, CA
  • 08/2018 → 05/2020
    Huntington Beach High School
    Huntington Beach, CA
  • 08/2013 → 05/2018
    Saigon South International School
    Ho Chi Minh City
  • 03/2020 → 08/2020
    Pho Pasteur
    Rosemead, CA
  • 08/2024 → Present
    Trinity Wealth Securities, Llc
    Vienna, VA
Other Businesses

Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 8605 Westwood Center Drive, Suite 505, Vienna, VA 22182. Nature of Business: RIA. Position: Financial Consultant. Start Date: 07/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance (DBA Tristate Financial Advisors). Not Investment Related. 8605 Westwood Center Drive, Suite 505, Vienna, VA 22182. Nature of Business: Fixed Insurance Sales. 07/2024. Hours per Month: 10 hours during trading. Duties: fixed insurance sales Trinity Wealth Securities, LLC. Investment Related. 8605 Westwood Center Drive, Suite 505, Vienna, VA 22182. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 08/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-08-03
S65 Uniform Investment Adviser Law Examination 2024-05-03
  • S63 Uniform Securities Agent State Law Examination
    2024-08-03
  • S65 Uniform Investment Adviser Law Examination
    2024-05-03
Other Names
  • Catherine Nguyen

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