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6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-15 |
| FL | RA | APPROVED | 2024-07-09 |
| VA | RA | APPROVED | 2024-07-03 |
Branch Locations
8605 Westwood Center Drive Suite 505, Vienna, VA 22182 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Tristate Financial Advisors | Vienna | VA | 07/2024 | Present |
| Tan Phu Cuong Chemicals Co., Ltd | Ho Chi Minh City | 12/2020 | 05/2021 | |
| University Of Massachusetts Amherst | Amherst | CA | 08/2020 | 05/2024 |
| Huntington Beach High School | Huntington Beach | CA | 08/2018 | 05/2020 |
| Saigon South International School | Ho Chi Minh City | 08/2013 | 05/2018 | |
| Pho Pasteur | Rosemead | CA | 03/2020 | 08/2020 |
| Trinity Wealth Securities, Llc | Vienna | VA | 08/2024 | Present |
Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 8605 Westwood Center Drive, Suite 505, Vienna, VA 22182. Nature of Business: RIA. Position: Financial Consultant. Start Date: 07/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance (DBA Tristate Financial Advisors). Not Investment Related. 8605 Westwood Center Drive, Suite 505, Vienna, VA 22182. Nature of Business: Fixed Insurance Sales. 07/2024. Hours per Month: 10 hours during trading. Duties: fixed insurance sales Trinity Wealth Securities, LLC. Investment Related. 8605 Westwood Center Drive, Suite 505, Vienna, VA 22182. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 08/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-08-03 |
| S65 | Uniform Investment Adviser Law Examination | 2024-05-03 |
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