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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-12-23
  • NY RA
    APPROVED
    Since 2024-12-23

Branch Locations

701 Brickell Ave Investment Solutions Group, Miami, FL 33131 • United States

100 Federal St Investment Solutions Group, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2022 Present
Unemployed Awaiting Bank Of America Job Start Date East Falmouth MA 05/2022 07/2022
Wesleyan University Middletown CT 08/2021 05/2022
Esec Lending (Securities Finance Trust Company) Boston MA 05/2021 08/2021
Wesleyan University Middletown CT 08/2020 05/2021
Esec Lending (Securities Finance Trust Company) Boston MA 06/2020 08/2020
Wesleyan University Middletown CT 08/2019 06/2020
Scott A Dampolo Construction Stoneham MA 06/2017 08/2017
Unemployed/Self Employed Reading MA 09/2017 06/2019
Reading Memorial High School Reading MA 09/2016 06/2017
Wesleyan University Middletown CT 09/2018 06/2019
  • 07/2022 → Present
    New York, NY
  • 05/2022 → 07/2022
    Unemployed Awaiting Bank Of America Job Start Date
    East Falmouth, MA
  • 08/2021 → 05/2022
    Wesleyan University
    Middletown, CT
  • 05/2021 → 08/2021
    Esec Lending (Securities Finance Trust Company)
    Boston, MA
  • 08/2020 → 05/2021
    Wesleyan University
    Middletown, CT
  • 06/2020 → 08/2020
    Esec Lending (Securities Finance Trust Company)
    Boston, MA
  • 08/2019 → 06/2020
    Wesleyan University
    Middletown, CT
  • 06/2017 → 08/2017
    Scott A Dampolo Construction
    Stoneham, MA
  • 09/2017 → 06/2019
    Unemployed/Self Employed
    Reading, MA
  • 09/2016 → 06/2017
    Reading Memorial High School
    Reading, MA
  • 09/2018 → 06/2019
    Wesleyan University
    Middletown, CT
Other Businesses

I*: 2019258 Entity Type: Entity For Profit Name of OBA: INVISIBLE CHALLENGE LLC Address: Portsmouth, NH Investment Related: No Position, Title, Association: Owner Employee Start Date: 09/30/2024 Number of Hours: 5 hrs weekly Number of Hours during trading: 0 Duties: Collaborate with other members to drive awareness around mental health. Organize events, create apparel, and assist with company logistics.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-20
  • S66 Uniform Combined State Law Examination
    2024-12-20

View on SEC IAPD

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