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Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-10-21
NV RA APPROVED 2025-10-21
CA RA APPROVED 2025-09-19
  • MA RA
    APPROVED
    Since 2025-10-21
  • NV RA
    APPROVED
    Since 2025-10-21
  • CA RA
    APPROVED
    Since 2025-09-19

Branch Locations

Boston, MA • United States

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full-Time Education Newark DE 08/2021 12/2021
Full-Time Education Newark DE 08/2022 05/2023
Fidelity Investments Smithfield RI 06/2024 02/2025
Weston Golf Club Weston MA 07/2021 07/2021
Full-Time Education -Sudbury MA 01/2010 05/2020
Mirador Inc. Stamford CT 05/2023 08/2023
University Of Delaware: Conference Services Newark DE 03/2023 04/2024
Full-Time Education Newark DE 05/2024 05/2024
Full-Time Education Newark DE 08/2020 06/2021
Rideaway Adventures Mashpee MA 05/2022 08/2022
Full-Time Education Newark DE 02/2022 05/2022
General John Nixon Elementary School Sudbury MA 01/2022 01/2022
Rideaway Adventures Mashpee MA 05/2020 08/2020
Fidelity Investments Boston MA 02/2025 08/2025
Columbia Management Investment Distributors, Inc. Boston MA 09/2025 Present
Columbia Management Investment Advisers, Llc Boston MA 09/2025 Present
  • 08/2021 → 12/2021
    Full-Time Education
    Newark, DE
  • 08/2022 → 05/2023
    Full-Time Education
    Newark, DE
  • 06/2024 → 02/2025
    Fidelity Investments
    Smithfield, RI
  • 07/2021 → 07/2021
    Weston Golf Club
    Weston, MA
  • 01/2010 → 05/2020
    Full-Time Education
    -Sudbury, MA
  • 05/2023 → 08/2023
    Mirador Inc.
    Stamford, CT
  • 03/2023 → 04/2024
    University Of Delaware: Conference Services
    Newark, DE
  • 05/2024 → 05/2024
    Full-Time Education
    Newark, DE
  • 08/2020 → 06/2021
    Full-Time Education
    Newark, DE
  • 05/2022 → 08/2022
    Rideaway Adventures
    Mashpee, MA
  • 02/2022 → 05/2022
    Full-Time Education
    Newark, DE
  • 01/2022 → 01/2022
    General John Nixon Elementary School
    Sudbury, MA
  • 05/2020 → 08/2020
    Rideaway Adventures
    Mashpee, MA
  • 02/2025 → 08/2025
    Fidelity Investments
    Boston, MA
  • 09/2025 → Present
    Columbia Management Investment Distributors, Inc.
    Boston, MA
  • 09/2025 → Present
    Boston, MA
Previous Registrations
  • 2025-03-31 → 2025-08-14
    Smithfield, RI
    Sudbury, MA
    Boston, MA
  • 2024-10-24 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Smithfield, RI
    Sudbury, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-11
  • S66 Uniform Combined State Law Examination
    2024-10-11
Other Names
  • James David O'COnnor
  • Jim Oconnor

View on SEC IAPD

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