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1307 Point Street, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-06-04 |
| MD | RA | APPROVED | 2021-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Management, Llc | San Francisco | CA | 11/2005 | 01/2020 |
| Wells Fargo Funds Distributor, Llc | San Francisco | CA | 11/2005 | 01/2020 |
| Ivy Distributors, Inc | Shawnee Mission | KS | 10/2020 | 04/2021 |
| Unemployed | San Mateo | CA | 01/2020 | 10/2020 |
| Waddell & Reed Inc | Shawnee Mission | KS | 10/2020 | 04/2021 |
| T. Rowe Price | San Mateo | CA | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-12-20 |
| S66 | Uniform Combined State Law Examination | 2001-04-17 |
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