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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-13 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
7 Giralda Farms Suite 300, Madison, NJ 07940 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-30 |
| NJ | RA | APPROVED | 2019-01-15 |
Branch Locations
7 Giralda Farms Suite 300, Madison, NJ 07940 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Florham Park | NJ | 02/2009 | 01/2019 |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2019 | Present |
| Transcend Capital Advisors, Llc | Naples | FL | 01/2019 | 07/2026 |
| Arax Advisory Partners | Naples | FL | 08/2026 | Present |
Emily Nikoloudis is dually-registered with Arax Advisory Partners and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Emily Nikoloudis has served as a registered representative with PKS since January 2019. 821 5th Avenue South, Suite 102, Naples, FL 34102. Approximately 10% of Emily Nikoloudis's time is for services as a registered representative.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-08 |
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