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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-11-25 |
| OH | RA | APPROVED | 2025-11-25 |
| TX | RA | APPROVED | 2025-11-25 |
Branch Locations
Cincinnati, OH • United States
100 Howe Drive, Covington, KY 41015-5000 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Potbelly Sandwichs | Columbus | OH | 03/2018 | 09/2021 |
| Romeos Pizza | Ohio | OH | 11/2017 | 03/2018 |
| Carfagnas | Columbus | OH | 09/2021 | 06/2024 |
| Skyzone Trampoline Park | Ohio | OH | 04/2016 | 06/2017 |
| Fidelity Investments | Covington | KY | 06/2024 | Present |
| Unemployed | Lewis Center | OH | 06/2017 | 11/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-30 |
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