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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-09 |
Branch Locations
10250 Constellation Blvd. Suite 850, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westmont College | Santa Barbara | CA | 03/2023 | 02/2025 |
| Westmont College | Santa Barbara | CA | 10/2021 | 05/2025 |
| Westmont College | Santa Barbara | CA | 05/2022 | 08/2022 |
| Planmember Securities Corporation | Carpinteria | CA | 06/2024 | 08/2024 |
| Amadeo Roldan High School | Havana | 09/2014 | 09/2018 | |
| Unemployed | Santa Barbara | CA | 05/2025 | 07/2025 |
| University Of Art Institute Of Cuba | Havana | 09/2018 | 08/2021 | |
| Unemployed | Santa Barbara | CA | 08/2021 | 10/2021 |
| Equitable Advisors, Llc | New York | NY | 07/2025 | 06/2026 |
| Raymond James & Associates, Inc | Los Angeles | CA | 06/2026 | Present |
(1)Name of Business: Address: 11640 Gorham Ave, Los Angeles, CA, 90049, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/30/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own and operate a small online shop selling self-created digital educational and productivity products through Etsy. Responsibilities include creating and updating digital products, maintaining product listings, setting prices, and basic shop administration. No investment advice, securities transactions, client solicitation, or use of Raymond James resources.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-06 |
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