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Samuel Herek

Oppenheimer & Co. Inc.

Chicago, IL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-06
  • IL RA
    APPROVED
    Since 2025-10-06

Branch Locations

500 West Madison Suite 3800, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc Chicago IL 07/2025 Present
Burlington Capital Omaha NE 01/2025 06/2025
Charles Schwab Omaha NE 09/2024 01/2025
Schmidleys Family Golf Range Omaha NE 07/2019 06/2025
Creighton University Omaha NE 08/2021 05/2025
Creighton Prep High School Omaha NE 08/2017 07/2021
St. Pius X St. Leo School Omaha NE 01/2015 07/2017
  • 07/2025 → Present
    Oppenheimer & Co. Inc
    Chicago, IL
  • 01/2025 → 06/2025
    Burlington Capital
    Omaha, NE
  • 09/2024 → 01/2025
    Charles Schwab
    Omaha, NE
  • 07/2019 → 06/2025
    Schmidleys Family Golf Range
    Omaha, NE
  • 08/2021 → 05/2025
    Creighton University
    Omaha, NE
  • 08/2017 → 07/2021
    Creighton Prep High School
    Omaha, NE
  • 01/2015 → 07/2017
    St. Pius X St. Leo School
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-03
  • S66 Uniform Combined State Law Examination
    2025-10-03
Other Names
  • Samuel Charles Herek

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

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