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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-02-26 |
Branch Locations
Wilmington, DE • United States
3513 Concord Pike Ste 1000, Wilmington, DE 19803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Wilmington | DE | 07/2024 | Present |
| Protiviti Inc | Philadelphia | PA | 09/2023 | 06/2024 |
| Grotto Pizza | Wilmington | DE | 05/2023 | 09/2023 |
| Protiviti Inc | Philadelphia | PA | 06/2022 | 08/2022 |
| The Siegfried Group | Wilmington | DE | 06/2021 | 08/2021 |
| Elon University | Elon | NC | 08/2019 | 05/2023 |
| Wilmington Friends School | Wilmington | DE | 09/2014 | 06/2019 |
Outside Employment; Dorcea; Server and bartender; I am a server at Dorcea which is a bar/restaurant. I worked there through college and plan to work 4 shifts a month outside of business hours; 1314 Washington St, , Wilmington, DE, 19801; Not Investment-Related; 01/01/2025; 10 to 19 hours per month; 0 during trading hours / Kimberlee M O LCC; I am a part of the support staff and am training to become an advisor; Manage advisory business; 3513 Concord Pike Suite 1000, Suite 1000, Wilmington, DE, 19803; Investment-Related; 07/01/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-24 |
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