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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-02-26
  • DE RA
    APPROVED
    Since 2025-02-26

Branch Locations

Wilmington, DE • United States

3513 Concord Pike Ste 1000, Wilmington, DE 19803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Wilmington DE 07/2024 Present
Protiviti Inc Philadelphia PA 09/2023 06/2024
Grotto Pizza Wilmington DE 05/2023 09/2023
Protiviti Inc Philadelphia PA 06/2022 08/2022
The Siegfried Group Wilmington DE 06/2021 08/2021
Elon University Elon NC 08/2019 05/2023
Wilmington Friends School Wilmington DE 09/2014 06/2019
  • 07/2024 → Present
    Wilmington, DE
  • 09/2023 → 06/2024
    Protiviti Inc
    Philadelphia, PA
  • 05/2023 → 09/2023
    Grotto Pizza
    Wilmington, DE
  • 06/2022 → 08/2022
    Protiviti Inc
    Philadelphia, PA
  • 06/2021 → 08/2021
    The Siegfried Group
    Wilmington, DE
  • 08/2019 → 05/2023
    Elon University
    Elon, NC
  • 09/2014 → 06/2019
    Wilmington Friends School
    Wilmington, DE
Other Businesses

Outside Employment; Dorcea; Server and bartender; I am a server at Dorcea which is a bar/restaurant. I worked there through college and plan to work 4 shifts a month outside of business hours; 1314 Washington St, , Wilmington, DE, 19801; Not Investment-Related; 01/01/2025; 10 to 19 hours per month; 0 during trading hours / Kimberlee M O LCC; I am a part of the support staff and am training to become an advisor; Manage advisory business; 3513 Concord Pike Suite 1000, Suite 1000, Wilmington, DE, 19803; Investment-Related; 07/01/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-24
  • S66 Uniform Combined State Law Examination
    2025-02-24

View on SEC IAPD

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