Best Investors Account Sign in
Current Employers
Quadrant Private Wealth Management, Llc

3850 Sierra Circle Ste 300, Center Valley, PA 18034 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-28
  • PA RA
    APPROVED
    Since 2024-08-28

Branch Locations

3850 Sierra Circle Ste 300, Center Valley, PA 18034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Allentown PA 04/2014 01/2020
Saucon Valley Country Club Bethlehem PA 01/2020 04/2024
Quadrant Private Wealth Bethlehem PA 05/2023 08/2023
Quadrant Capital Center Valley PA 06/2024 Present
  • 04/2014 → 01/2020
    Student
    Allentown, PA
  • 01/2020 → 04/2024
    Saucon Valley Country Club
    Bethlehem, PA
  • 05/2023 → 08/2023
    Quadrant Private Wealth
    Bethlehem, PA
  • 06/2024 → Present
    Quadrant Capital
    Center Valley, PA
Other Businesses

DUBCMEDIA, LLC, West Chester, PA - Start Date 02/2024 - Social Media marketing company - 5 hours per month - 0 hours during trading hours - not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-27
  • S65 Uniform Investment Adviser Law Examination
    2024-08-27
Other Names
  • Thomas Anthony Harvey

View on SEC IAPD

More in Center Valley, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor