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Current Employers
Pathways Wealth Management, Inc.

Tipp City, OH • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-01-06
  • OH RA
    APPROVED
    Since 2025-01-06

Branch Locations

Tipp City, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
L.M. Kohn & Company Cincinnati OH 07/2024 Present
University Of Dayton Dayton OH 08/2020 12/2024
Tippecanoe Exempted Village Schools Tipp City OH 06/2014 06/2020
Pathways Wealth Management Troy OH 05/2022 01/2025
Pathways Wealth Management, Inc. Troy OH 01/2025 Present
  • 07/2024 → Present
    L.M. Kohn & Company
    Cincinnati, OH
  • 08/2020 → 12/2024
    University Of Dayton
    Dayton, OH
  • 06/2014 → 06/2020
    Tippecanoe Exempted Village Schools
    Tipp City, OH
  • 05/2022 → 01/2025
    Pathways Wealth Management
    Troy, OH
  • 01/2025 → Present
    Troy, OH
Other Businesses

(1.) Varsity D Club; Not Investment Related; No address (Meetings are held at personal residencies of members); Non-Profit; Board Member; Start Date: 2/1/2026; 2 hours devoted monthly; 0 hours devoted during trading hours; Providing financial support (equipment, events, meals) for University of Dayton athletes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-29
  • S65 Uniform Investment Adviser Law Examination
    2023-07-29
Other Names
  • Cade Beam

View on SEC IAPD

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