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Tipp City, OH • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| L.M. Kohn & Company | Cincinnati | OH | 07/2024 | Present |
| University Of Dayton | Dayton | OH | 08/2020 | 12/2024 |
| Tippecanoe Exempted Village Schools | Tipp City | OH | 06/2014 | 06/2020 |
| Pathways Wealth Management | Troy | OH | 05/2022 | 01/2025 |
| Pathways Wealth Management, Inc. | Troy | OH | 01/2025 | Present |
(1.) Varsity D Club; Not Investment Related; No address (Meetings are held at personal residencies of members); Non-Profit; Board Member; Start Date: 2/1/2026; 2 hours devoted monthly; 0 hours devoted during trading hours; Providing financial support (equipment, events, meals) for University of Dayton athletes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-29 |
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