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Carefree, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-07-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ep Advisors Llc | Carefree | AZ | 06/2008 | Present |
| Amrock, Llc | Phoenix | AZ | 09/2021 | 09/2022 |
| Renuance Cosmetic Surgery Center | Murrieta | CA | 02/2016 | 06/2019 |
| Ep Wealth Management Llc | Carefree | CA | 06/2024 | Present |
INSURANCE AGENT- INVESTMENT RELATED-CAREFREE, ARIZONA INSURANCE SALES, AGENT, DEVOTES NOT MORE THAN 30% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-09 |
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