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Noel Juliette Enokian

Ep Wealth Management LLC

Carefree, AZ

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Current Employers
Ep Wealth Management Llc

Carefree, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-07-12
  • AZ RA
    APPROVED
    Since 2024-07-12

Branch Locations

Carefree, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ep Advisors Llc Carefree AZ 06/2008 Present
Amrock, Llc Phoenix AZ 09/2021 09/2022
Renuance Cosmetic Surgery Center Murrieta CA 02/2016 06/2019
Ep Wealth Management Llc Carefree CA 06/2024 Present
  • 06/2008 → Present
    Ep Advisors Llc
    Carefree, AZ
  • 09/2021 → 09/2022
    Amrock, Llc
    Phoenix, AZ
  • 02/2016 → 06/2019
    Renuance Cosmetic Surgery Center
    Murrieta, CA
  • 06/2024 → Present
    Carefree, CA
Other Businesses

INSURANCE AGENT- INVESTMENT RELATED-CAREFREE, ARIZONA INSURANCE SALES, AGENT, DEVOTES NOT MORE THAN 30% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-09
  • S65 Uniform Investment Adviser Law Examination
    2024-02-09
Other Names
  • Noel Juliette Bastuba

View on SEC IAPD

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