Joseph Francis Sylvia

Current Employers

Statera Financial, Llc

713 East Street, Walpole, MA 02081 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2026-01-02
MA	RA	APPROVED	2024-07-03

RI RA
APPROVED

Since 2026-01-02
MA RA
APPROVED

Since 2024-07-03

Branch Locations

Wyoming, RI • United States

713 East Street, Walpole, MA 02081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Automated Business Solutions	Warwick	RI	11/2010	09/2016
Charter Financial Group	Warwick	RI	10/2016	Present
Solid Rock Financial	Wyoming	RI	03/2023	Present
Legacy Benefit Advisors	Warwick	RI	02/2018	Present
Statera Financial, Llc	Walpole	MA	06/2024	Present

11/2010 → 09/2016

Automated Business Solutions

Warwick, RI
10/2016 → Present

Charter Financial Group

Warwick, RI
03/2023 → Present

Solid Rock Financial

Wyoming, RI
02/2018 → Present

Legacy Benefit Advisors

Warwick, RI
06/2024 → Present

Statera Financial, Llc

Walpole, MA

Other Businesses

INSURANCE AGENT- INVESTMENT RELATED - AT WARWICK, RHODE ISLAND, INSURANCE SALES, AGENT, SINCE 2016, DEVOTES APPROXIMATELY 50 TO 80% HOURS OF TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-06-04

S65 Uniform Investment Adviser Law Examination

2024-06-04

Other Names

Joe Sylvia
Joseph Francis Sylvia

View on SEC IAPD