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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-03-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Union High School | Big Stone Gap | VA | 07/2015 | 05/2019 |
| Uva-Wise | Wise | VA | 06/2019 | 05/2024 |
| Rodefer Moss | Norton | VA | 12/2021 | 03/2023 |
| Dari Delite | Big Stone Gap | VA | 03/2019 | 05/2019 |
| 1028 Park Avenue Properties | Norton | VA | 01/2021 | 12/2021 |
| 1028 Park Avenue Properties | Norton | VA | 01/2023 | 12/2023 |
| Baker Financial Services | Abingdon | VA | 06/2022 | 07/2022 |
| Baker Financial Services | Abingdon | VA | 06/2023 | 07/2023 |
| Lpl Financial Llc | Abingdon | VA | 06/2024 | 10/2024 |
| Lpl Financial Llc | Abingdon | VA | 11/2024 | Present |
1- 10/2024 / Baker Financial Services / Non-Variable Insurance / INV RLTD / 4 HRS MNTH / 1 HRS DURING TRADING / START 06/03/2024 2- 10/2024 / Baker Financial Services / DBA for LPL Business (entity for LPL business)/ INV RLTD / 22 HRS MNTH / 5.5 HRS DURING TRADING / START 06/03/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-08 |
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