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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-14
MO RA APPROVED 2025-03-04
  • TX RA
    APPROVED
    Since 2025-03-14
  • MO RA
    APPROVED
    Since 2025-03-04

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

4801 Main St, Kansas City, MO 64112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kansas City MO 06/2024 Present
Principal Asset Management Des Moines IA 01/2023 08/2023
Iowa State University Ames IA 05/2022 08/2022
Chipotle Overland Park KS 05/2020 08/2020
Tropical Smoothie Cafe Overland Park KS 05/2019 08/2019
Target Corp. Overland Park KS 11/2018 01/2019
Unemployed Overland Park KS 01/2013 11/2018
Unemployed Overland Park KS 01/2019 05/2019
Unemployed Overland Park KS 08/2019 05/2020
Unemployed Ames IA 08/2020 12/2020
Unemployed Ames IA 08/2022 01/2023
Unemployed Ames IA 08/2023 06/2024
Iowa State University Ames IA 08/2020 05/2024
Ups Overland Park KS 12/2020 01/2021
Unemployed Ames IA 01/2021 05/2022
Blue Valley West High School Overland Park KS 08/2016 05/2020
  • 06/2024 → Present
    Kansas City, MO
  • 01/2023 → 08/2023
    Principal Asset Management
    Des Moines, IA
  • 05/2022 → 08/2022
    Iowa State University
    Ames, IA
  • 05/2020 → 08/2020
    Chipotle
    Overland Park, KS
  • 05/2019 → 08/2019
    Tropical Smoothie Cafe
    Overland Park, KS
  • 11/2018 → 01/2019
    Target Corp.
    Overland Park, KS
  • 01/2013 → 11/2018
    Unemployed
    Overland Park, KS
  • 01/2019 → 05/2019
    Unemployed
    Overland Park, KS
  • 08/2019 → 05/2020
    Unemployed
    Overland Park, KS
  • 08/2020 → 12/2020
    Unemployed
    Ames, IA
  • 08/2022 → 01/2023
    Unemployed
    Ames, IA
  • 08/2023 → 06/2024
    Unemployed
    Ames, IA
  • 08/2020 → 05/2024
    Iowa State University
    Ames, IA
  • 12/2020 → 01/2021
    Ups
    Overland Park, KS
  • 01/2021 → 05/2022
    Unemployed
    Ames, IA
  • 08/2016 → 05/2020
    Blue Valley West High School
    Overland Park, KS
Other Businesses

I*: 2930286 Entity Type: Charitable Name of OBA: Hope Faith Ministries Address: Kansas City, MO 64106 Investment Related: No Position, Title, Association: Board member Employee Start Date: 10/18/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: My responsibilities on the young executive board will consist of event planning, organization awareness in the community, and volunteering.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-03
  • S66 Uniform Combined State Law Examination
    2025-03-03

View on SEC IAPD

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