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Raymond Frank Fluet

Ubs Financial Services Inc.

Los Angeles, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-10
  • CA RA
    APPROVED
    Since 2024-09-10

Branch Locations

2000 Avenue Of The Stars 12Th Floor, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Los Angeles CA 06/2024 Present
Ge Healthcare Wauwatosa WI 08/2023 10/2023
Charleston Riverdogs Charleston SC 06/2022 08/2022
Arrow Engineering Hillside NJ 06/2021 08/2021
University Of Southern California Los Angeles CA 08/2020 05/2024
The Pingry School Basking Ridge NJ 09/2016 06/2020
Warren Middle School Warren NJ 09/2013 09/2016
  • 06/2024 → Present
    Ubs Financial Services
    Los Angeles, CA
  • 08/2023 → 10/2023
    Ge Healthcare
    Wauwatosa, WI
  • 06/2022 → 08/2022
    Charleston Riverdogs
    Charleston, SC
  • 06/2021 → 08/2021
    Arrow Engineering
    Hillside, NJ
  • 08/2020 → 05/2024
    University Of Southern California
    Los Angeles, CA
  • 09/2016 → 06/2020
    The Pingry School
    Basking Ridge, NJ
  • 09/2013 → 09/2016
    Warren Middle School
    Warren, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-10
  • S66 Uniform Combined State Law Examination
    2024-09-10

View on SEC IAPD

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