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Bardstown, KY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Amp At Logstill Distillery | New Haven | KY | 05/2021 | 09/2023 |
| Fenwick Forest | New Haven | KY | 11/2020 | Present |
| Hometown Ice | Elizabethtown | KY | 04/2020 | 07/2020 |
| Dominoe's Pizza | Lexington | KY | 10/2017 | 03/2020 |
| Funky Finds | Bardstown | KY | 09/2015 | 06/2020 |
| Luke Fenwick | Bardstown | KY | 08/2018 | Present |
| Fenwick Financial L.L.C | Bardstown | KY | 08/2024 | Present |
| Luke Fenwick | Bardstown | KY | 04/2025 | Present |
The Name of Business: Fenwick Forest Whether the Business is Investment-Related: This business is Investment-Related. This business pertains to real estate. The Address of the other Business: Principal Office is 247 Saint Thomas Lane Bardstown KY 40004 The Nature of the Business: Provide nice and affordable long-term rentals along with a participation in short-term rentals. Position: Single Member Title, or relationship with the other business: Founder The start date of your relationship: Fenwick Forest Started when Luke Fenwick acquired his first short-term rental in November of 2020. The approximate number of hours/month you devote to the other business: 30 hours The number of hours you devote to the other business during securities trading hours: 5-15 a month, There are clerical responsibilities handled during slow times, such as filings, phone calls, office work, etc. Describe your duties relating to the other business: Clerical Responsibilities, Tenant and Lease Obligations, Some on-site repairs Name of other business: Luke Fenwick Whether the Business is Investment-Related: This business is investment-related. This business pertains to securities. The Address of the other Business: Principal Office is 247 Saint Thomas Lane Bardstown KY 40004 The Nature of the Business: Perform technical and behavioral analysis on OTC and small-cap securities to generate positive returns Position: Sole proprietor Title, or relationship with the other business: Founder The start date of your relationship: 08/2018 The approximate number of hours/month you devote to the other business: 40 The number of hours you devote to other business during securities trading hours: 20-30 a month Briefly describe your duties relating to the other business: Buy and sell OTC and small-cap securities for myself only. Name of other business: Luke Fenwick Whether the Business is Investment-Related: This business is not Investment-Related The Address of the other Business: Principal Office is 247 Saint Thomas Lane Bardstown KY 40004 The Nature of the Business: General Contracting work, can include carpentry work Title, or relationship with the other business: Founder The start date of your relationship: 04/2025 The approximate number of hours/month you devote to the other business: 20 The number of hours you devote to other business during securities trading hours: 0 a month Briefly describe your duties relating to the other business: Act as general contractor, carpenter, labor for small jobs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-24 |
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