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Lucas Walter Fenwick

Fenwick Financial

Bardstown, KY

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Current Employers
Fenwick Financial

Bardstown, KY • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-09-18
  • KY RA
    APPROVED
    Since 2024-09-18

Branch Locations

Bardstown, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Amp At Logstill Distillery New Haven KY 05/2021 09/2023
Fenwick Forest New Haven KY 11/2020 Present
Hometown Ice Elizabethtown KY 04/2020 07/2020
Dominoe's Pizza Lexington KY 10/2017 03/2020
Funky Finds Bardstown KY 09/2015 06/2020
Luke Fenwick Bardstown KY 08/2018 Present
Fenwick Financial L.L.C Bardstown KY 08/2024 Present
Luke Fenwick Bardstown KY 04/2025 Present
  • 05/2021 → 09/2023
    The Amp At Logstill Distillery
    New Haven, KY
  • 11/2020 → Present
    Fenwick Forest
    New Haven, KY
  • 04/2020 → 07/2020
    Hometown Ice
    Elizabethtown, KY
  • 10/2017 → 03/2020
    Dominoe's Pizza
    Lexington, KY
  • 09/2015 → 06/2020
    Funky Finds
    Bardstown, KY
  • 08/2018 → Present
    Luke Fenwick
    Bardstown, KY
  • 08/2024 → Present
    Fenwick Financial L.L.C
    Bardstown, KY
  • 04/2025 → Present
    Luke Fenwick
    Bardstown, KY
Other Businesses

The Name of Business: Fenwick Forest Whether the Business is Investment-Related: This business is Investment-Related. This business pertains to real estate. The Address of the other Business: Principal Office is 247 Saint Thomas Lane Bardstown KY 40004 The Nature of the Business: Provide nice and affordable long-term rentals along with a participation in short-term rentals. Position: Single Member Title, or relationship with the other business: Founder The start date of your relationship: Fenwick Forest Started when Luke Fenwick acquired his first short-term rental in November of 2020. The approximate number of hours/month you devote to the other business: 30 hours The number of hours you devote to the other business during securities trading hours: 5-15 a month, There are clerical responsibilities handled during slow times, such as filings, phone calls, office work, etc. Describe your duties relating to the other business: Clerical Responsibilities, Tenant and Lease Obligations, Some on-site repairs Name of other business: Luke Fenwick Whether the Business is Investment-Related: This business is investment-related. This business pertains to securities. The Address of the other Business: Principal Office is 247 Saint Thomas Lane Bardstown KY 40004 The Nature of the Business: Perform technical and behavioral analysis on OTC and small-cap securities to generate positive returns Position: Sole proprietor Title, or relationship with the other business: Founder The start date of your relationship: 08/2018 The approximate number of hours/month you devote to the other business: 40 The number of hours you devote to other business during securities trading hours: 20-30 a month Briefly describe your duties relating to the other business: Buy and sell OTC and small-cap securities for myself only. Name of other business: Luke Fenwick Whether the Business is Investment-Related: This business is not Investment-Related The Address of the other Business: Principal Office is 247 Saint Thomas Lane Bardstown KY 40004 The Nature of the Business: General Contracting work, can include carpentry work Title, or relationship with the other business: Founder The start date of your relationship: 04/2025 The approximate number of hours/month you devote to the other business: 20 The number of hours you devote to other business during securities trading hours: 0 a month Briefly describe your duties relating to the other business: Act as general contractor, carpenter, labor for small jobs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-24
  • S65 Uniform Investment Adviser Law Examination
    2024-05-24

View on SEC IAPD

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