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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-02-25 |
Branch Locations
5 Centerpointe Drive Suite 220, Lake Oswego, OR 97035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Asa Rowlett Llc | Eugene | OR | 10/2014 | 02/2025 |
| Park Avenue Securities | Lake Oswego | OR | 02/2025 | Present |
| Guardian Life Insurance Company | Lake Oswego | OR | 02/2025 | Present |
1) Asa Rowlett LLC Start date: 10/01/2014 Address: 207 E 5th Ave #252, Eugene, OR 97401 40 total hours per month; 40 during securities trading hours Investment related More than 10% annual compensation 2) P&C Business Consulting Start date: 09/01/2023 Address: 207 E 5th Ave #252, Eugene, OR 97401 10 total hours per month; 10 during securities trading hours Non investment related Less than 10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-06-27 |
| S65 | Uniform Investment Adviser Law Examination | 2023-02-25 |
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