Alberto J Pujols

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-21

TX RA
APPROVED

Since 2025-05-21

Branch Locations

League City, TX • United States

1300 Hercules Ave Ste 205, Houston, TX 77058 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services Llc	Houston	TX	06/2024	10/2024
Goodgood Golf	Frisco	TX	04/2023	05/2024
Vanguard University Of Southern California	Costa Mesa	CA	08/2019	05/2023
Pacifica Christian High School	Newport Beach	CA	06/2017	06/2019
The Daniel Academy	Kansas City	MO	06/2014	06/2017
Ameriprise Financial Services, Llc	Houston	TX	11/2024	03/2025
Ameriprise Financial Services Llc	Houston	TX	05/2025	Present

06/2024 → 10/2024

Ameriprise Financial Services Llc

Houston, TX
04/2023 → 05/2024

Goodgood Golf

Frisco, TX
08/2019 → 05/2023

Vanguard University Of Southern California

Costa Mesa, CA
06/2017 → 06/2019

Pacifica Christian High School

Newport Beach, CA
06/2014 → 06/2017

The Daniel Academy

Kansas City, MO
11/2024 → 03/2025

Ameriprise Financial Services, Llc

Houston, TX
05/2025 → Present

Ameriprise Financial Services Llc

Houston, TX

Other Businesses

Board of Directors; Executive Board; Vice President - Board of Directors; 111 Westport Plaza, Suite 255, St. Louis, MO, 63146; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-17

S66 Uniform Combined State Law Examination

2025-03-17

Other Names

Alberto Pujols
Aj Pujols
Alberto Jose Pujols

View on SEC IAPD