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Sophia Bridget Spallone

Neuberger Berman Bd LLC

Chicago, IL

Chicago, IL

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-11-13
  • IL RA
    APPROVED
    Since 2025-11-13

Branch Locations

Chicago, IL • United States

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Chicago IL 07/2025 Present
Neuberger Berman Chicago IL 06/2024 08/2024
Academic Resource Hub Lafayette College Easton PA 08/2023 12/2023
East Hampton Country Day Camp East Hampton NY 06/2022 08/2022
Student Yorktown Heights NY 08/2006 06/2022
Lafayette College Easton PA 08/2022 08/2023
Lafayette College Easton PA 12/2023 06/2024
Lafayette College Easton PA 08/2024 06/2025
  • 07/2025 → Present
    Neuberger Berman
    Chicago, IL
  • 06/2024 → 08/2024
    Neuberger Berman
    Chicago, IL
  • 08/2023 → 12/2023
    Academic Resource Hub Lafayette College
    Easton, PA
  • 06/2022 → 08/2022
    East Hampton Country Day Camp
    East Hampton, NY
  • 08/2006 → 06/2022
    Student
    Yorktown Heights, NY
  • 08/2022 → 08/2023
    Lafayette College
    Easton, PA
  • 12/2023 → 06/2024
    Lafayette College
    Easton, PA
  • 08/2024 → 06/2025
    Lafayette College
    Easton, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-12
  • S66 Uniform Combined State Law Examination
    2025-11-12

View on SEC IAPD

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