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Emma R Rioux

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-12
  • NY RA
    APPROVED
    Since 2025-09-12

Branch Locations

One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York, NY 07/2025 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2024 08/2024
Villanova University Villanova PA 08/2021 05/2025
Palos Verdes Peninsula High School Rolling Hills Estates CA 08/2017 06/2021
Ridgecrest Intermediate School Rancho Palos Verdes CA 08/2014 06/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-12
  • S66 Uniform Combined State Law Examination
    2025-09-12
Other Names
  • Emma Robin Rioux

View on SEC IAPD

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