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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-17
CA RA APPROVED 2025-10-03
  • TX RA
    APPROVED
    Since 2025-11-17
  • CA RA
    APPROVED
    Since 2025-10-03

Branch Locations

100 Wilshire Blvd, Santa Monica, CA 90401 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Monica CA 07/2025 Present
First Citizens Bank Raleigh NC 05/2023 08/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 05/2024 08/2024
North Carolina State University Student. Business Admin : Financ Raleigh NC 08/2020 05/2025
Vienna University Of Economics And Business :FInance Vienna 09/2023 05/2024
Unemployed Raleigh NC 05/2015 04/2023
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-03
  • S66 Uniform Combined State Law Examination
    2025-10-03

View on SEC IAPD

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