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Aubrey Rose Ramey

Ubs Financial Services Inc.

Chicago, IL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-23
  • IL RA
    APPROVED
    Since 2026-01-23

Branch Locations

One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sandifer Design Build Jacksonville FL 06/2023 07/2023
Valparaiso University Valparaiso IN 11/2023 05/2024
Student At The Bolles School Jacksonville FL 07/2014 05/2020
Student At Depaul University Chicago IL 05/2020 11/2023
Cetera Advisor Networks Llc El Segundo CA 05/2024 08/2024
Cetera Advisor Networks Llc El Segundo CA 08/2024 08/2024
Ubs Financial Services Inc Chicago IL 03/2025 Present
Unemployed Jacksonville FL 09/2024 03/2025
  • 06/2023 → 07/2023
    Sandifer Design Build
    Jacksonville, FL
  • 11/2023 → 05/2024
    Valparaiso University
    Valparaiso, IN
  • 07/2014 → 05/2020
    Student At The Bolles School
    Jacksonville, FL
  • 05/2020 → 11/2023
    Student At Depaul University
    Chicago, IL
  • 05/2024 → 08/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 08/2024 → 08/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 03/2025 → Present
    Ubs Financial Services Inc
    Chicago, IL
  • 09/2024 → 03/2025
    Unemployed
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-23
  • S66 Uniform Combined State Law Examination
    2026-01-23

View on SEC IAPD

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Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

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