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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Parcel Service | Kansas City | MO | 11/2007 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2024 | 02/2025 |
| Lpl Enterprise Llc | Liberty | MO | 12/2025 | Present |
1. 02/25/2026 - John Gutierrez N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment related - Liberty MO - OBA start date: 03/04/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 02/25/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment related - Liberty MO - OBA start date: 02/25/2026 - 160 Hrs/Mth - 160 Hrs During Trading 3. 02/25/2026 - United Parcel Service, Inc. - Outside/W-2 Employment - Not Investment related - Atlanta GA - OBA start date: 11/05/2007 - 160 Hrs/Mth - 144 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-30 |
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