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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-04
TX RA APPROVED 2025-06-04
  • NY RA
    APPROVED
    Since 2025-06-04
  • TX RA
    APPROVED
    Since 2025-06-04

Branch Locations

1308 Fulton Street, Brooklyn, NY 11216 • United States

257 Utica Avenue, Brooklyn, NY 11213 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 10/2023 05/2025
2.6 Enterprises Llc New York NY 05/2023 10/2023
Yves Condominium New York NY 03/2020 09/2020
Digiulio Group Real Estate New York NY 03/2017 05/2020
Starbucks Corp. New York NY 04/2015 06/2020
Bank Of America, N.A New York NY 10/2023 05/2025
J.P. Morgan Securities Llc Brooklyn NY 06/2025 Present
Jpmorgan Chase Bank, N.A. Brooklyn NY 06/2025 Present
Bank Of America, N.A New York NY 05/2020 05/2023
  • 10/2023 → 05/2025
    New York, NY
  • 05/2023 → 10/2023
    2.6 Enterprises Llc
    New York, NY
  • 03/2020 → 09/2020
    Yves Condominium
    New York, NY
  • 03/2017 → 05/2020
    Digiulio Group Real Estate
    New York, NY
  • 04/2015 → 06/2020
    Starbucks Corp.
    New York, NY
  • 10/2023 → 05/2025
    Bank Of America, N.A
    New York, NY
  • 06/2025 → Present
    Brooklyn, NY
  • 06/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Brooklyn, NY
  • 05/2020 → 05/2023
    Bank Of America, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-06
S63 Uniform Securities Agent State Law Examination 2021-05-17
  • S66 Uniform Combined State Law Examination
    2024-08-06
  • S63 Uniform Securities Agent State Law Examination
    2021-05-17
Other Names
  • Mamady S Smalls
  • Mamady Samuel Smalls
  • Mamady Smalls

View on SEC IAPD

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