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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-19
NY RA APPROVED 2024-07-24
  • TX RA
    APPROVED
    Since 2024-08-19
  • NY RA
    APPROVED
    Since 2024-07-24

Branch Locations

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated White Plains NY 05/2024 Present
Ocean Block Capital New York NY 07/2020 08/2023
Ocean Block Capital New York NY 06/2019 08/2019
Unemployed New York NY 09/2023 05/2024
Norfolk Markets Llc New York NY 08/2018 08/2018
Otr Global Purchase NY 07/2018 07/2018
Fevo New York NY 06/2017 08/2017
Hamilton College Clinton NY 08/2016 05/2020
Bank Of America, N.A. White Plains NY 07/2024 Present
  • 05/2024 → Present
    White Plains, NY
  • 07/2020 → 08/2023
    Ocean Block Capital
    New York, NY
  • 06/2019 → 08/2019
    Ocean Block Capital
    New York, NY
  • 09/2023 → 05/2024
    Unemployed
    New York, NY
  • 08/2018 → 08/2018
    Norfolk Markets Llc
    New York, NY
  • 07/2018 → 07/2018
    Otr Global
    Purchase, NY
  • 06/2017 → 08/2017
    Fevo
    New York, NY
  • 08/2016 → 05/2020
    Hamilton College
    Clinton, NY
  • 07/2024 → Present
    Bank Of America, N.A.
    White Plains, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-15
  • S66 Uniform Combined State Law Examination
    2024-03-15
Other Names
  • Chris Conley

View on SEC IAPD

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