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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-03-19 |
| TX | RA | APPROVED | 2026-03-19 |
Branch Locations
30 S Wacker Dr Ste 3900 [Support Center], Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 07/2019 | 03/2026 |
| Unemployed | Chicago | IL | 04/2019 | 07/2019 |
| At&T Wireless | Chicago | IL | 11/2017 | 04/2019 |
| Unemployed | Chicago | IL | 10/2017 | 11/2017 |
| Mega-Tel Wireless | Chicago | IL | 09/2017 | 10/2017 |
| Exceed Wireless | Chicago | IL | 12/2016 | 09/2017 |
| Adcom | Chicago | IL | 03/2016 | 12/2016 |
| Bank Of America, N.A. | Chicago | IL | 06/2024 | 03/2026 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 03/2026 | Present |
I*1861265, Entity Type: Entity For Profit Name of OBA: Hobby/Musician Address: Chicago, IL 60639 Investment Related: N Position, Title, Association: Other Employee Start Date: 01/04/2014 No Hours: 15 No Hours during trading: 0 Duties: I play the drums as a hobby. I rarely (3 to 4 times a year) get invited to parties to jam with friends. Sometimes I receive tips, sometimes I don't. Just over disclosing to play it safe.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-12 |
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