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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2026-07-06 |
| NV | RA | APPROVED | 2025-10-23 |
| OR | RA | APPROVED | 2025-07-07 |
| MD | RA | APPROVED | 2024-07-31 |
| TX | RA | APPROVED_RES | 2024-07-15 |
| ME | RA | APPROVED | 2023-08-29 |
| NC | RA | APPROVED | 2021-06-21 |
| NY | RA | APPROVED | 2021-04-16 |
| SC | RA | APPROVED | 2019-02-28 |
| MA | RA | APPROVED | 2016-09-21 |
| CT | RA | APPROVED | 2016-01-15 |
| PA | RA | APPROVED | 2015-12-10 |
| GA | RA | APPROVED | 2015-09-30 |
| CA | RA | APPROVED | 2015-08-20 |
| FL | RA | APPROVED | 2015-01-26 |
| NJ | RA | APPROVED | 2014-06-02 |
Branch Locations
200 Broadhollow Road Suite 405, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Melville | NY | 03/2008 | Present |
| Park Avenue Securities | Melville | NY | 03/2012 | Present |
1. Non Guardian insurance products Life, disability and long term care insurance policies Start: 06/01/1999 Address: 200 Broadhollow Road, Suite 405, Melville, NY 11747, 10 total hours per month, 10 during securities trading hours, Less than 10% annual compensation, Investment related, 2. Notary public I am a notary Public in the state of New York, county of Suffolk Start: 03/11/1998 Address: 200 Broadhollow Road, Suite 405, Melville, NY 11747, 1 total hour per month, 0 during securities trading hours, No annual compensation, Not investment related, 3. Insignis Financial Group, LLC The LLC is an approved DBA for Guardian and PAS business. Start: 06/03/2013 Address: 200 Broadhollow Road, Suite 405, Melville, NY 11747, 5 total hours per month, 5 during securities trading hours, Less than 10% annual compensation, Investment related, 4. Dennis J O'Sullivan 2010 Irrevocable Trust, Start: 10/09/2017 Address: 200 Broadhollow Road, Suite 405, Melville, NY 11747, 2 total hours per month; 2 during securities trading hours, Less than 10% annual compensation, Investment related, 5. Thomas O'Sullivan Irrevocable Trust, Co-Trustee, Start: 11/13/2023 Address: 200 Broadhollow Road, Suite 405, Melville, NY 11747, 0 hours per month, No annual compensation, Not Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-07 |
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