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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2026-07-06
NV RA APPROVED 2025-10-23
OR RA APPROVED 2025-07-07
MD RA APPROVED 2024-07-31
TX RA APPROVED_RES 2024-07-15
ME RA APPROVED 2023-08-29
NC RA APPROVED 2021-06-21
NY RA APPROVED 2021-04-16
SC RA APPROVED 2019-02-28
MA RA APPROVED 2016-09-21
CT RA APPROVED 2016-01-15
PA RA APPROVED 2015-12-10
GA RA APPROVED 2015-09-30
CA RA APPROVED 2015-08-20
FL RA APPROVED 2015-01-26
NJ RA APPROVED 2014-06-02
  • VT RA
    APPROVED
    Since 2026-07-06
  • NV RA
    APPROVED
    Since 2025-10-23
  • OR RA
    APPROVED
    Since 2025-07-07
  • MD RA
    APPROVED
    Since 2024-07-31
  • TX RA
    APPROVED_RES
    Since 2024-07-15
  • ME RA
    APPROVED
    Since 2023-08-29
  • NC RA
    APPROVED
    Since 2021-06-21
  • NY RA
    APPROVED
    Since 2021-04-16
  • SC RA
    APPROVED
    Since 2019-02-28
  • MA RA
    APPROVED
    Since 2016-09-21
  • CT RA
    APPROVED
    Since 2016-01-15
  • PA RA
    APPROVED
    Since 2015-12-10
  • GA RA
    APPROVED
    Since 2015-09-30
  • CA RA
    APPROVED
    Since 2015-08-20
  • FL RA
    APPROVED
    Since 2015-01-26
  • NJ RA
    APPROVED
    Since 2014-06-02

Branch Locations

200 Broadhollow Road Suite 405, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Melville NY 03/2008 Present
Park Avenue Securities Melville NY 03/2012 Present
  • 03/2008 → Present
    Guardian Life Insurance Company
    Melville, NY
  • 03/2012 → Present
    Park Avenue Securities
    Melville, NY
Other Businesses

1. Non Guardian insurance products Life, disability and long term care insurance policies Start: 06/01/1999 Address: 200 Broadhollow Road, Suite 405, Melville, NY 11747, 10 total hours per month, 10 during securities trading hours, Less than 10% annual compensation, Investment related, 2. Notary public I am a notary Public in the state of New York, county of Suffolk Start: 03/11/1998 Address: 200 Broadhollow Road, Suite 405, Melville, NY 11747, 1 total hour per month, 0 during securities trading hours, No annual compensation, Not investment related, 3. Insignis Financial Group, LLC The LLC is an approved DBA for Guardian and PAS business. Start: 06/03/2013 Address: 200 Broadhollow Road, Suite 405, Melville, NY 11747, 5 total hours per month, 5 during securities trading hours, Less than 10% annual compensation, Investment related, 4. Dennis J O'Sullivan 2010 Irrevocable Trust, Start: 10/09/2017 Address: 200 Broadhollow Road, Suite 405, Melville, NY 11747, 2 total hours per month; 2 during securities trading hours, Less than 10% annual compensation, Investment related, 5. Thomas O'Sullivan Irrevocable Trust, Co-Trustee, Start: 11/13/2023 Address: 200 Broadhollow Road, Suite 405, Melville, NY 11747, 0 hours per month, No annual compensation, Not Investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-19
S63 Uniform Securities Agent State Law Examination 1999-05-07
  • S65 Uniform Investment Adviser Law Examination
    2014-05-19
  • S63 Uniform Securities Agent State Law Examination
    1999-05-07
Other Names
  • Michael Patrick Osullivan

View on SEC IAPD

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