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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-01-01
  • WA RA
    APPROVED
    Since 2026-01-01

Branch Locations

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nordstrom Inc. Seattle WA 07/2014 09/2019
Nintex Inc. Bellevue WA 09/2019 07/2021
Fairway Independent Mortgage Corporation Kirkland WA 07/2021 02/2024
Ubs Financial Services Inc. Bellevue WA 06/2024 Present
Wa State Paid Family Medical Leave Bothell WA 02/2024 07/2024
  • 07/2014 → 09/2019
    Nordstrom Inc.
    Seattle, WA
  • 09/2019 → 07/2021
    Nintex Inc.
    Bellevue, WA
  • 07/2021 → 02/2024
    Fairway Independent Mortgage Corporation
    Kirkland, WA
  • 06/2024 → Present
    Bellevue, WA
  • 02/2024 → 07/2024
    Wa State Paid Family Medical Leave
    Bothell, WA
Other Businesses

1. Ascendant Properties LLC, To manage and maintain a rental property we own, Partner, Help manage the rental property, start date-10/1/2020, Glendale AZ United States.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-29
  • S66 Uniform Combined State Law Examination
    2025-12-29

View on SEC IAPD

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