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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-05-29 |
Branch Locations
1140 Highway 315 Blvd Suite 203, Wilkes-Barre, PA 18702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blue Eagle Swim Team | Easton | PA | 08/2012 | 08/2017 |
| Emmaus Aquatic Club | Emmaus | PA | 08/2017 | 09/2024 |
| New York Life Insurance Company | Moosic | PA | 06/2024 | 02/2026 |
| Nylife Securities Llc | Moosic | PA | 05/2024 | 02/2026 |
| Mml Investors Services, Llc | Wilkes-Barre | PA | 02/2026 | Present |
| Massmutual Life Insurance Company | Wilkes-Barre | PA | 02/2026 | Present |
1)Name: Swimpler LLC, Inv Rel: Y Addr: @ residential address on file, Nature: LLC for swim coaching business, Position: Owner,Start: 2/16/2026, No Hr/Mo: 10 No Hr/Mo Dur Trading:0 Duties: Administration and execution of swim clinics. 2)Name:Swimpler, Inv Rel: N Addr: @ residential address on file, Nature: Travel Swim Coach, Position: Owner, Start: 2/16/2026, No Hr/Mo: 10 No Hr/Mo Dur Trading:0 Duties: Administration and execution of swim clinics.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2025-08-18 |
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