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John D Wardrop

Morgan Stanley

Chicago, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-04
IL RA APPROVED 2026-02-12
  • TX RA
    APPROVED
    Since 2026-03-04
  • IL RA
    APPROVED
    Since 2026-02-12

Branch Locations

Willis Tower 233 South Wacker Drive, Suite 8200 Region 5, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Chicago IL 08/2025 Present
Morgan Stanley Smith Barney Llc Glenview IL 05/2024 08/2024
Sunset Ridge Country Club Northfield IL 05/2021 08/2023
Miami University Oxford OH 08/2021 05/2025
Unemployed Winnetka IL 01/2014 08/2021
  • 08/2025 → Present
    Morgan Stanley Smith Barney Llc
    Chicago, IL
  • 05/2024 → 08/2024
    Morgan Stanley Smith Barney Llc
    Glenview, IL
  • 05/2021 → 08/2023
    Sunset Ridge Country Club
    Northfield, IL
  • 08/2021 → 05/2025
    Miami University
    Oxford, OH
  • 01/2014 → 08/2021
    Unemployed
    Winnetka, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-12
S63 Uniform Securities Agent State Law Examination 2025-09-23
  • S66 Uniform Combined State Law Examination
    2026-02-12
  • S63 Uniform Securities Agent State Law Examination
    2025-09-23

View on SEC IAPD

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PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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