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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-06
PA RA APPROVED 2026-01-06
  • IL RA
    APPROVED
    Since 2026-01-06
  • PA RA
    APPROVED
    Since 2026-01-06

Branch Locations

Chicago, IL • United States

Houston, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blough Financial Services Houston PA 08/2024 Present
Lifetime Fitness Evanston IL 03/2025 Present
Cetera Financial Specialists Llc Schaumburg IL 03/2025 Present
Target Minneapolis MN 07/2020 08/2024
Indiana University - Bloomington Bloomington IN 08/2016 07/2020
Cetera Investment Advisers Llc Schaumburg IL 01/2026 Present
  • 08/2024 → Present
    Blough Financial Services
    Houston, PA
  • 03/2025 → Present
    Lifetime Fitness
    Evanston, IL
  • 03/2025 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2020 → 08/2024
    Target
    Minneapolis, MN
  • 08/2016 → 07/2020
    Indiana University - Bloomington
    Bloomington, IN
  • 01/2026 → Present
    Schaumburg, IL
Other Businesses

1) BLOUGH FINANCIAL SERVICES; SAME AS REGISTERED LOCATION; INVESTMENT RELATED; DBA FOR INVESTMENTS/WEALTH MANAGEMENT; CLIENT SERVICE ASSOCIATES; SINCE 8/2024; 160 HRS/MO 2) LIFETIME FITNESS; EVANSTON, IL; NON-INVESTMENT RELATED; YOGA TEACHER; SINCE 3/2025; 24 HRS/MO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-28
  • S66 Uniform Combined State Law Examination
    2025-10-28

View on SEC IAPD

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