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Niamh Aitken

Forth Capital (Usa), LLC

Edinburgh

Houston, TX

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Current Employers
Forth Capital (Usa), Llc

11111 Katy Freeway Suite 910, Houston, TX 77079 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-13
TX RA APPROVED 2024-06-13
  • CA RA
    APPROVED
    Since 2024-06-13
  • TX RA
    APPROVED
    Since 2024-06-13

Branch Locations

Nova House 3/5 Ponton Street, Edinburgh EH39QQ • United Kingdom

11111 Katy Freeway Suite 910, Houston, TX 77079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Forth Capital Advisors Limited & Forth Capital Usa Edinburgh 09/2020 Present
Johnston Financial Edinburgh 01/2020 08/2020
Balmoral Asset Management Limited Edinburgh 06/2016 12/2019
  • 09/2020 → Present
    Forth Capital Advisors Limited & Forth Capital Usa
    Edinburgh
  • 01/2020 → 08/2020
    Johnston Financial
    Edinburgh
  • 06/2016 → 12/2019
    Balmoral Asset Management Limited
    Edinburgh
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-13
  • S65 Uniform Investment Adviser Law Examination
    2024-05-13
Other Names
  • Niamh Docherty

View on SEC IAPD

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