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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-07
FL RA APPROVED 2014-07-16
TX RA APPROVED_RES 2014-02-03
VA RA APPROVED 2014-01-31
MA RA APPROVED 2009-07-10
  • NY RA
    APPROVED
    Since 2021-05-07
  • FL RA
    APPROVED
    Since 2014-07-16
  • TX RA
    APPROVED_RES
    Since 2014-02-03
  • VA RA
    APPROVED
    Since 2014-01-31
  • MA RA
    APPROVED
    Since 2009-07-10

Branch Locations

53 State Street, 21St Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc Boston MA 11/2000 Present
  • 11/2000 → Present
    Sanford C. Bernstein & Co., Llc
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-09
  • S66 Uniform Combined State Law Examination
    2009-07-09
Other Names
  • Aaron Michael Bates

View on SEC IAPD

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