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3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-06-11 |
Branch Locations
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES
300 Collins Road Ne Suite A, Cedar Rapids, IA 52402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Katie M Metcalf Llc | Hiawatha | IA | 06/2015 | Present |
| Carlson College Of Massage | Anamosa | IA | 06/2019 | 05/2024 |
| Hands In Harmony | Cedar Rapids | IA | 10/2019 | 05/2024 |
| Faith & Family Financial | Cedar Rapids | IA | 05/2024 | Present |
Katie M. Metcalf LLC. Is not investment related. 1076 Lyndhurst Dr Hiawatha, IA 52233. Nature of business is massage therapy and homemade products. Position is owner. Start date is May 2015. Approx. 20 hours per month devoted to other business. Approx. 4 hours devoted to other business during securities trading hours. Duties include massage and product creation.// Faith & Family Financial LLC. Is investment related. 300 Collins Road NE. Suite A Cedar Rapids, IA 52402. Nature of business is DBA to offer investment and advisory services. Position is employee. Start date is 6/1/2026. Approx. 160 hours per month devoted to other business. Approx. 160 hours per month devoted to other business during security trading hours. Duties relating to other business is financial adviser. //
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-08 |
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