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Current Employers
Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-06-11
  • IA RA
    APPROVED
    Since 2026-06-11

Branch Locations

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES

300 Collins Road Ne Suite A, Cedar Rapids, IA 52402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Katie M Metcalf Llc Hiawatha IA 06/2015 Present
Carlson College Of Massage Anamosa IA 06/2019 05/2024
Hands In Harmony Cedar Rapids IA 10/2019 05/2024
Faith & Family Financial Cedar Rapids IA 05/2024 Present
  • 06/2015 → Present
    Katie M Metcalf Llc
    Hiawatha, IA
  • 06/2019 → 05/2024
    Carlson College Of Massage
    Anamosa, IA
  • 10/2019 → 05/2024
    Hands In Harmony
    Cedar Rapids, IA
  • 05/2024 → Present
    Faith & Family Financial
    Cedar Rapids, IA
Other Businesses

Katie M. Metcalf LLC. Is not investment related. 1076 Lyndhurst Dr Hiawatha, IA 52233. Nature of business is massage therapy and homemade products. Position is owner. Start date is May 2015. Approx. 20 hours per month devoted to other business. Approx. 4 hours devoted to other business during securities trading hours. Duties include massage and product creation.// Faith & Family Financial LLC. Is investment related. 300 Collins Road NE. Suite A Cedar Rapids, IA 52402. Nature of business is DBA to offer investment and advisory services. Position is employee. Start date is 6/1/2026. Approx. 160 hours per month devoted to other business. Approx. 160 hours per month devoted to other business during security trading hours. Duties relating to other business is financial adviser. //

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-08
  • S66 Uniform Combined State Law Examination
    2026-05-08

View on SEC IAPD

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