Evan James Sumner

Ameriprise Financial Services, LLC

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-07-29
CT	RA	APPROVED	2025-07-28
RI	RA	APPROVED	2025-07-28

TX RA
APPROVED

Since 2025-07-29
CT RA
APPROVED

Since 2025-07-28
RI RA
APPROVED

Since 2025-07-28

Branch Locations

1 Citizens Plz Ste 610, Providence, RI 02903-1344 • United States

Plainfield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services Llc	Providence	RI	05/2025	Present
East Coast Auto Sales & Service Center	Griswold	CT	06/2018	05/2025
Macaras	Norwich	CT	10/2017	12/2017
Ameriprise Financial	Providence	RI	06/2024	08/2024
Eastern Connecticut State University	Willimantic	CT	09/2020	05/2025
Marine Science Magnet Hs	Groton	CT	04/2002	05/2018

05/2025 → Present

Ameriprise Financial Services Llc

Providence, RI
06/2018 → 05/2025

East Coast Auto Sales & Service Center

Griswold, CT
10/2017 → 12/2017

Macaras

Norwich, CT
06/2024 → 08/2024

Ameriprise Financial

Providence, RI
09/2020 → 05/2025

Eastern Connecticut State University

Willimantic, CT
04/2002 → 05/2018

Marine Science Magnet Hs

Groton, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-28

S66 Uniform Combined State Law Examination

2025-07-28

View on SEC IAPD

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