Sophie Marie Little

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2025-10-20

GA RA
APPROVED

Since 2025-10-20

Branch Locations

2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States

1 Edison Drive, Alpharetta, GA 30005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Alpharetta	GA	07/2024	Present
Hyatt Regency	Tysons Corner	VA	05/2024	08/2024
Aegis Financial Corporation	Mclean	VA	05/2023	07/2023
Admarketplace	New York	NY	07/2022	08/2022
Unemployed	Falls Church	VA	07/2014	11/2018
University Of South Carolina	Columbia	SC	08/2020	05/2024
South Moon Under	Fairfax	VA	11/2018	06/2020

07/2024 → Present

Morgan Stanley

Alpharetta, GA
05/2024 → 08/2024

Hyatt Regency

Tysons Corner, VA
05/2023 → 07/2023

Aegis Financial Corporation

Mclean, VA
07/2022 → 08/2022

Admarketplace

New York, NY
07/2014 → 11/2018

Unemployed

Falls Church, VA
08/2020 → 05/2024

University Of South Carolina

Columbia, SC
11/2018 → 06/2020

South Moon Under

Fairfax, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-17
S63	Uniform Securities Agent State Law Examination	2024-08-30

S66 Uniform Combined State Law Examination

2025-10-17
S63 Uniform Securities Agent State Law Examination

2024-08-30

Other Names

Sophie Little

View on SEC IAPD

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