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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

6455 Lake Avenue Suite D, Orchard Park, NY 14127 • United States

500 Plum St Ste 301, Syracuse, NY 13204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Williamsville NY 03/2024 11/2024
Strategic Financial Solutions Amherst NY 12/2022 01/2024
Vkp Medical Williamsville NY 05/2022 12/2022
Orchard Park Physical Therapy Orchard Park NY 07/2021 02/2022
Canalside Buffalo NY 05/2017 12/2020
Tops Friendly Markets Lancaster NY 06/2015 12/2017
Green Acres Ice Cream Depew NY 04/2014 10/2017
Green Acres Ice Cream Lancaster NY 04/2018 07/2020
Full Time Student Lancaster NY 01/2021 06/2021
Unemployed Lancaster NY 03/2022 04/2022
The Prudential Insurance Company Of America Williamsville NY 08/2024 Present
Lpl Enterprise, Llc Williamsville NY 11/2024 Present
  • 03/2024 → 11/2024
    Williamsville, NY
  • 12/2022 → 01/2024
    Strategic Financial Solutions
    Amherst, NY
  • 05/2022 → 12/2022
    Vkp Medical
    Williamsville, NY
  • 07/2021 → 02/2022
    Orchard Park Physical Therapy
    Orchard Park, NY
  • 05/2017 → 12/2020
    Canalside
    Buffalo, NY
  • 06/2015 → 12/2017
    Tops Friendly Markets
    Lancaster, NY
  • 04/2014 → 10/2017
    Green Acres Ice Cream
    Depew, NY
  • 04/2018 → 07/2020
    Green Acres Ice Cream
    Lancaster, NY
  • 01/2021 → 06/2021
    Full Time Student
    Lancaster, NY
  • 03/2022 → 04/2022
    Unemployed
    Lancaster, NY
  • 08/2024 → Present
    The Prudential Insurance Company Of America
    Williamsville, NY
  • 11/2024 → Present
    Williamsville, NY
Previous Registrations
Other Businesses

1) 12/20/2024- OPtimum Financial Group- DBA for LPL Business (entity for LPL business- Inv. Related- At reported business location(s)-Start date 12/06/2024- 160hrs/mnth-160hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-16
  • S66 Uniform Combined State Law Examination
    2024-07-16
Other Names
  • Dylan Haak
  • Dylan M Haak

View on SEC IAPD

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