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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-11-07
  • MD RA
    APPROVED
    Since 2025-11-07

Branch Locations

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

1325 Mt Hermon Road Suite 16A, Salisbury, MD 21804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Plaza Condominium Ocean City MD 06/2020 06/2025
Cfs: Comprehensive Financial Solutions Salisbury MD 05/2024 09/2024
Krispy Kreme Salisbury MD 09/2019 05/2020
Kober & Company Pc Salisbury MD 05/2025 Present
Rockbridge Investment Group Leesburg VA 12/2024 02/2025
Full Time Student Delmar MD 06/2015 08/2019
Avantax Investment Services Inc Salisbury MD 07/2025 09/2025
Avantax Advisory Services Salisbury MD 07/2025 09/2025
Salisbury University Foundation Inc Salisbury MD 08/2023 05/2025
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 06/2020 → 06/2025
    The Plaza Condominium
    Ocean City, MD
  • 05/2024 → 09/2024
    Cfs: Comprehensive Financial Solutions
    Salisbury, MD
  • 09/2019 → 05/2020
    Krispy Kreme
    Salisbury, MD
  • 05/2025 → Present
    Kober & Company Pc
    Salisbury, MD
  • 12/2024 → 02/2025
    Rockbridge Investment Group
    Leesburg, VA
  • 06/2015 → 08/2019
    Full Time Student
    Delmar, MD
  • 07/2025 → 09/2025
    Avantax Investment Services Inc
    Salisbury, MD
  • 07/2025 → 09/2025
    Avantax Advisory Services
    Salisbury, MD
  • 08/2023 → 05/2025
    Salisbury University Foundation Inc
    Salisbury, MD
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Schaumburg, IL
Other Businesses

KOBER & COMPANY PC POSITION: Associate NATURE: I am a full time employee that started employment on May 27, 2025. Kober & Company PC is a CPA firm that offers tax and accounting services primarily to small business clients. They prepare tax returns for individuals and businesses, offer payroll and bookkeeping services to small businesses, and offer business counseling. I work primarily on processing payroll, general accounting work, and various office administrative tasks. INVESTMENT RELATED: No NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 114 START DATE: 05/27/2025 ADDRESS: 1325 Mt Herman RD Suite 16-A, Salisbury MD 21804, United States DESCRIPTION: Prepare weekly and biweekly payroll for clients, involves understanding and receiving employee hours for the respective small business and entering this information and ensuring employees have checks. Payroll is then delivered to clients in a timely manner. Electronically pay weekly and monthly federal and state tax deposits. Monthly accounting work for small businesses. Process transaction information and run historical analysis; then enter into the software. Administrative tasks involve copying files, cleaning the office, and answering phones. Prepare and electronically file quarterly payroll tax returns. Assemble and electronically file federal and state income tax returns.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-07
  • S66 Uniform Combined State Law Examination
    2025-11-07

View on SEC IAPD

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