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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-03 |
| CA | RA | APPROVED | 2024-09-12 |
Branch Locations
2049 Century Park E Division - Pacific Coast, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 05/2024 | Present |
| Bank Of America | Los Angeles | CA | 02/2012 | 05/2024 |
I*2602259, Entity Type Entity For Profit, Name of OBA: Unknown Address: Azusa California 91702 Investment Related: No Position, Title, Association: Owner Employee Start Date: 09/01/2025 No Hours: 8 monthly No Hours during trading: 0 Duties: Co Host, I am looking to co host a lifestyle Latina culture based podcast as a hobby on the weekends. It has no compensation, but it can potentially lead to payment in the future. There is no active business as of now, we are in the planning stages, nothing has been recorded, it is an idea.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-29 |
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