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Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-14
MA RA APPROVED 2025-01-17
  • TX RA
    APPROVED
    Since 2025-10-14
  • MA RA
    APPROVED
    Since 2025-01-17

Branch Locations

Canton, MA • United States

346 Commercial Street, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 05/2024 01/2025
Unemployed Canton MA 02/2024 04/2024
State Street Bank Boston MA 05/1994 01/2024
Lpl Financial Llc Canton MA 01/2025 Present
  • 05/2024 → 01/2025
    New York, NY
  • 02/2024 → 04/2024
    Unemployed
    Canton, MA
  • 05/1994 → 01/2024
    State Street Bank
    Boston, MA
  • 01/2025 → Present
    Lpl Financial Llc
    Canton, MA
Previous Registrations
Other Businesses

1) 12/2024 - Flagship Harbor Advisors, LLC / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 130 Hrs per month - 80% Time Spent 2) 12/2024 -Real Estate Rental / Owner / Ind Related / Malden, MA 02148, Revere, MA 02151 / Start date 01/01/2012 - 5 Hrs per month - 1% Time Spent 3) 01/09/2025 - Flagship Harbor Advisors, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:01/06/2025 - 130 Hrs/Mth - 6.30 Hrs During Trading.I provide investment advisory services through Flagship Harbor Advisors, LLC, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 130 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 11/21/2025 - Real Estate Rental - Owner - Malden, MA & Katy, TX - Investment Related - Start Date 01/01/2025 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-10
  • S66 Uniform Combined State Law Examination
    2024-06-10

View on SEC IAPD

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