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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-03
NY RA APPROVED 2025-08-11
  • TX RA
    APPROVED
    Since 2025-10-03
  • NY RA
    APPROVED
    Since 2025-08-11

Branch Locations

378 Jericho Tpke, Syosset, NY 11791 • United States

300 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voro Llc New York NY 11/2021 04/2024
J.P. Morgan Securities Llc Bayside NY 04/2024 06/2025
Jp Morgan Chase Bank, N.A. Bayside NY 04/2024 06/2025
Mega Valley Capital New York NY 02/2022 12/2023
The Corcoran Group New York NY 07/2021 10/2021
Nrt, Llc New York NY 07/2021 10/2021
Unemployed New York NY 06/2015 06/2021
Lunax Llc St. Petersburg FL 09/2019 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Great Neck NY 06/2025 Present
Bank Of America, N.A. Great Neck NY 09/2025 Present
  • 11/2021 → 04/2024
    Voro Llc
    New York, NY
  • 04/2024 → 06/2025
    J.P. Morgan Securities Llc
    Bayside, NY
  • 04/2024 → 06/2025
    Jp Morgan Chase Bank, N.A.
    Bayside, NY
  • 02/2022 → 12/2023
    Mega Valley Capital
    New York, NY
  • 07/2021 → 10/2021
    The Corcoran Group
    New York, NY
  • 07/2021 → 10/2021
    Nrt, Llc
    New York, NY
  • 06/2015 → 06/2021
    Unemployed
    New York, NY
  • 09/2019 → Present
    Lunax Llc
    St. Petersburg, FL
  • 06/2025 → Present
    Great Neck, NY
  • 09/2025 → Present
    Bank Of America, N.A.
    Great Neck, NY
Other Businesses

I*: 2592276 Entity Type; For Profit Name: LUNAX LLC Investment related: No Address: St. Petersburg, FL 33702 Nature of the other business Rental Property Holding Company Title, or relationship with the other business: Owner Start date of your relationship 9/25/2019 Approximate number of hours/month you devote to the other business 0 Number of hours you devote to the other business during securities trading hours 0 Duties relating to the other business: A rental property holding company. Rental property is managed by a local property manager. Rental property is managed by a local property manager. I do not manage the property.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-06-05
S66 Uniform Combined State Law Examination 2024-03-02
  • S63 Uniform Securities Agent State Law Examination
    2024-06-05
  • S66 Uniform Combined State Law Examination
    2024-03-02
Other Names
  • Jeremy Pei

View on SEC IAPD

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