Peter J Ruzzo

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2025-06-26
TX	RA	APPROVED	2024-10-10

RI RA
APPROVED

Since 2025-06-26
TX RA
APPROVED

Since 2024-10-10

Branch Locations

1 Financial Plaza, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Foxboro	MA	04/2024	Present
Pakamara Investments	Atlanta	GA	03/2023	07/2023
Rhode Island Write On Sports	Providence	RI	05/2019	05/2022
Kohl's	North Smithfield	RI	09/2020	01/2021
Amazon	Milford	MA	03/2021	06/2021
Unemployed	Clemson	SC	12/2023	04/2024
Marianapolis Preparatory School	Thompson	CT	03/2016	05/2018
Clarkson University	Potsdam	NY	08/2018	05/2020
Clemson University	Clemson	SC	08/2021	12/2023
Bank Of America N.A.	Foxboro	MA	05/2024	Present

04/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Foxboro, MA
03/2023 → 07/2023

Pakamara Investments

Atlanta, GA
05/2019 → 05/2022

Rhode Island Write On Sports

Providence, RI
09/2020 → 01/2021

Kohl's

North Smithfield, RI
03/2021 → 06/2021

Amazon

Milford, MA
12/2023 → 04/2024

Unemployed

Clemson, SC
03/2016 → 05/2018

Marianapolis Preparatory School

Thompson, CT
08/2018 → 05/2020

Clarkson University

Potsdam, NY
08/2021 → 12/2023

Clemson University

Clemson, SC
05/2024 → Present

Bank Of America N.A.

Foxboro, MA

Other Businesses

I*3168291 Entity Type: Charitable Name of OBA: ALS United Rhode Island Young Professionals Group Address: Warwick, Rhode Island, 2886 Investment Related: No Position, Title, Association: Committee Employee Start Date: 01/01/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: Foundation for Rhode Island residents with ALS Young professionals group aims to plan events to fundraise for the foundation Volunteering on event planning committee, attending events, fundraising I*3167290 Entity Type: Not for Profit Name of OBA: East Bay Young Professionals Group Address: Warren, Rhode Island, 2885 Investment Related: No Position, Title, Association: Committee Employee Start Date: 12/01/2025 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: Networking with Young Professionals in the state of RI, event planning I assist in planning networking events for young professionals primarily in the East Bay area.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-08-02

S66 Uniform Combined State Law Examination

2024-08-02