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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Oakland | CA | 05/2026 | Present |
| J.P. Morgan Securities Llc | Oakland | CA | 05/2026 | Present |
| Unemployed | Piedmont | CA | 08/2025 | 05/2026 |
| Rockefeller Financial | Walnut Creek | CA | 03/2025 | 07/2025 |
| Sierra Pacific Financial | Pleasanton | CA | 06/2021 | 03/2025 |
| Unemployed | San Francisco | CA | 11/2017 | 05/2021 |
| Mufg Union Bank | San Francisco | CA | 03/2017 | 10/2017 |
| Highmark Capital | San Francisco | CA | 03/2017 | 10/2017 |
| Unemployed | San Francisco | CA | 05/2016 | 02/2017 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-07-09 |
| S65 | Uniform Investment Adviser Law Examination | 2024-03-29 |
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