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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| One-9 Holdings, Llc | Austin | TX | 09/2023 | 12/2023 |
| Blue Goose Cantina | Frisco | TX | 05/2022 | 01/2023 |
| Tig Real Estate Services, Inc. | Addison | TX | 06/2023 | 08/2023 |
| Academy Sports + Outdoors | Frisco | TX | 05/2021 | 08/2021 |
| Kohl's | Frisco | TX | 04/2019 | 07/2019 |
| Tokyo Joe's | Mckinney | TX | 06/2018 | 04/2019 |
| Unemployed | N/A | TX | 08/2014 | 06/2018 |
| Unemployed | N/A | TX | 07/2019 | 05/2021 |
| Unemployed | N/A | TX | 08/2021 | 05/2022 |
| Unemployed | N/A | TX | 01/2023 | 06/2023 |
| Unemployed | N/A | TX | 08/2023 | 09/2023 |
| Full Time Education | Lubbock | TX | 12/2023 | 07/2024 |
| Charles Schwab & Co., Inc. | Westlake | TX | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-26 |
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