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Current Employers
Integrity Advisory Solutions

1445 Ross Ave Fl 55, Dallas, TX 75202 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-04-22
  • MN RA
    APPROVED
    Since 2024-04-22

Branch Locations

Eagan, MN • United States

1445 Ross Ave Fl 55, Dallas, TX 75202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Agents Alliance West Saint Paul MN 01/2013 Present
Integrity Advisory Solutions Eagan MN 04/2024 Present
Other Businesses

1) ANB Inc; not investment related; 6810 Cattail Ct South, Cottage Grove, MN 55016; Corporation for advisory fees: Owner; 05/01/2013; 0 hours per month; 0 hours during security hours; Corporation for payments - no business duties. 2) ANB Properties; Not Investment related; 6810 Cattail Ct South, Cottage Grove, MN 55016; Real Estate Investment company; Owner; 07/01/2020; 40 hours per month; 20 hours during security hours; Oversee properties and property managers. Relationship with tenants. 3) Ascend Recovery Partners; Not Investment related; 6810 Cattail Ct South, Cottage Grove, MN 55016; Oversee and manage sober living houses; Operator; 04/01/2023; 40 hours per month; 20 hours during security hours; Oversee and manage sober living houses. Facilities support and relationship support. 4) Ascend Recovery Residence; Not Investment related; 6810 Cattail Ct South, Cottage Grove, MN 55016; Oversee and manage sober living houses; Operator; 01/01/2021; 40 hours per month; 20 hours during security hours; Oversee and manage sober living houses. Facilities support and relationship support.. 5) Doordash; Not Investment related; 6810 Cattail Ct South, Cottage Grove, MN 55016; Contractor; Driver; 01/01/2023; 0 hours per month; 0 hours during security hours; DoorDash Driver 6) Jucebox; Not Investment Related; 11 Willow St, Nashville, TN 37210; Life Insurance Sales; Agent; 07/28/2023; 20 hours per month; 20 hours during security hours; Meeting with clients via phone call/zoom, to conduct assessment, suggest IUL/Life Insurance/Indexed annuity products to them. 7) Life Insurance Sales; Not investment related; 6810 Cattail Ct South, Cottage Grove, MN 55016; Fixed Insurance Sales; Agent; 02/01/2013; 160 hours per month; 0 hours during security hours; Making calls to schedule appointments with new and existing clients, conducting sales appointments in person, over the phone, or over zoom. Servicing existing clients with claims, or policy updates. 8) The Adam Johnson Group; Investment Related; 6810 Cattail Ct South, Cottage Grove, MN 55016; DBA for Securities; Owner; 01/01/2016; 160 hours per month; 160 hours during security hours; DBA 9) Integrated Trust Services; not investment related; 7373 E Doubletree Ranch Rd # 2, Scottsdale, AZ 85258; Referrals for Legal Services; Presenter; 02/01/2024; 80 hours per month; 80 hours during security hours; Trust seminars to educate clients. Estate planning to refer to attorneys. Paid commissions for selling trust (paid through National Agents Alliance).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-07
  • S65 Uniform Investment Adviser Law Examination
    2024-03-07

View on SEC IAPD

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